FINANCIAL SERVICES COMPLIANCE SUPPORT

Clark James Financial Services Recruitment have recently registered an exciting position working within a well established IFA in East Kent. Our client are looking for a diploma qualified Financial Services professional to join the team.

Role

Support and assist the Compliance Director
Assessing and checking the advice that has been provided by the advisory team, the ideal candidate will have extensive experience and knowledge in the advisory process including experience within suitability report production, ideally with knowledge of Trusts, IHT Planning, Pensions, Investments and Wealth Management
Provide technical support to advisory team - must have good knowledge of current legislation
May be required to run ad hoc projects such as reviewing the needs of the clients
Assisting with the technical training of staff
Ensuring high standards are maintained

Candidate

Experience working in an IFA environment and experience of the advisory process
At least Level 4 Diploma qualified - ideally Level 6 qualified or working towards
A client focused individual with good attention to detail

Package

Salary is negotiable, depending on experience
Potential for an annual discretionary bonus, generous pension contribution, group life cover, group income protection cover
Support is provided to candidates who are looking to study further to gain Chartered Status and to continue their professional development

Liability and Disclaimer

The information contained in our advert including any salary or on target earnings information is given in good faith and Clark James Ltd uses all reasonable efforts to ensure that it is accurate. However, Clark James Ltd gives no representation or warranty in respect of such information and all such representations and warranties, whether express or implied, are excluded. No liability is accepted by Clark James Ltd for any loss or damage which may arise out of any person relying on or using any information within this advert.